SEC Filings

Form 10-K/A
HUNT COMPANIES FINANCE TRUST, INC. filed this Form 10-K/A on 11/13/2018
Document Outline
Entire Document (10697.4 KB)
Subdocument 1 - 10-K/A - 10-K/A
Page 1 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Page 2 - TABLE OF CONTENTS
Page 3 - Explanatory Note
Page 4 - N/A
Page 5 - PART I
Page 6 - Our Portfolio
Page 7 - Our Manager
Page 8 - Asset Tests
Page 9 - Risks Related to Our Investment Strategies and Our Businesses
Page 10 - Lack of diversification in the number of assets we acquire would increase our dependence on relative
Page 11 - We invest in Multi-Family MBS and commercial real estate loans, which are secured by income producin
Page 12 - Mortgage loan modification and refinancing programs and future legislative action may adversely affe
Page 13 - Certain actions by the U.S. Federal Reserve could cause a flattening of the yield curve, which could
Page 14 - Certain of the mortgage loans underlying the RMBS assets may be subject to the new know before you o
Page 15 - The increasing number of proposed U.S. federal, state and local laws and regulations may affect cert
Page 16 - 2018 and Prior Determinations and Actions
Page 17 - Because of our status as an emerging growth company, our independent registered public accounting fi
Page 18 - We operate in a highly competitive market for investment opportunities and competition may limit our
Page 19 - We will be subject to the risk that U.S. Government agencies and/or GSEs may not be able to fully sa
Page 20 - The failure of servicers to effectively service the mortgage loans underlying the RMBS in our invest
Page 21 - Many of our investments are recorded at fair value, and quoted prices or observable inputs may not b
Page 22 - Interest rate mismatches between our RMBS backed by ARMs or hybrid ARMs and our borrowings used to f
Page 23 - Changing market conditions may upset the historical relationship between interest rate changes and p
Page 24 - Risks Related to Financing and Hedging
Page 25 - If a counterparty to our repurchase transactions defaults on its obligation to resell the underlying
Page 26 - Our repurchase agreement financing may require us to provide additional collateral and may restrict
Page 27 - We enter into hedging transactions that expose us to contingent liabilities in the future, which may
Page 28 - Our results may experience greater fluctuations by not electing hedge accounting treatment on the de
Page 29 - Our Manager s liability is limited under the management agreement and we have agreed to indemnify ou
Page 30 - Market factors unrelated to our performance could negatively impact the market price of our securiti
Page 31 - Risks Related to Our Organization and Structure
Page 32 - Our authorized but unissued shares of common and preferred stock may prevent a change in our control
Page 33 - Our charter contains provisions that make removal of our directors difficult, which could make it di
Page 34 - The JOBS Act allows us to postpone the date by which we must comply with certain laws and regulation
Page 35 - Dividends payable by REITs do not qualify for the reduced tax rates available for some dividends.
Page 36 - Certain apportionment rules may affect our ability to comply with the REIT asset and gross income te
Page 37 - Complying with REIT requirements may limit our ability to hedge effectively and may cause us to incu
Page 38 - ITEM 2. PROPERTIES
Page 39 - Securities Authorized for Issuance under Equity Compensation Plan
Page 40 - N/A
Page 41 - ITEM 6. SELECTED FINANCIAL DATA
Page 42 - ITEM 7. MANAGEMENT S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
Page 43 - 2017 Highlights
Page 44 - Five Oaks Insurance
Page 45 - Changes in market value of our assets
Page 46 - December 31, 2017
Page 47 - N/A
Page 48 - N/A
Page 49 - December 31, 2016
Page 50 - N/A
Page 51 - Variances between GAAP and tax income.
Page 52 - Hedging instruments.
Page 53 - December 31, 2016
Page 54 - Results of Operations
Page 55 - Comparison of the Year Ended December 31, 2017 to the Year Ended December 31, 2016
Page 56 - Interest Income and Interest Expense
Page 57 - Comparison of the Year Ended December 31, 2016 to the Year Ended December 31, 2015
Page 58 - Net Income (Loss) and Return on Equity
Page 59 - Forward-Looking Statements Regarding Liquidity
Page 60 - Distributions
Page 61 - N/A
Page 62 - Interest rate risk
Page 63 - December 31, 2017
Page 64 - Market risk
Page 65 - ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
Page 66 - Remedial Action
Page 67 - Enactment of Tax Act
Page 68 - N/A
Page 69 - PART III
Page 70 - Neil A. Cummins
Page 71 - Biographical Information - Executive Officers
Page 72 - Overview of Compensation Program and Philosophy
Page 73 - Director Compensation for 2017
Page 74 - Equity Compensation Plan Information
Page 75 - ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS AND DIRECTOR INDEPENDENCE
Page 76 - Related Party Transaction Policies
Page 77 - ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
Page 78 - N/A
Page 79 - EXHIBIT INDEX
Page 80 - N/A
Page 81 - N/A
Page 82 - Item 16. Form 10-K Summary
Page 83 - N/A
Page 84 - N/A
Page 85 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 86 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 87 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 88 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 89 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 90 - N/A
Page 91 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 92 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 93 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 94 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 95 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 96 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 97 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 98 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 99 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 100 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 101 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 102 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 103 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 104 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 105 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 106 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 107 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 108 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 109 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 110 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 111 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 112 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 113 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 114 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 115 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 116 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 117 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 118 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 119 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 120 - FIVE OAKS INVESTMENT CORP. AND SUBSIDIARIES
Page 121 - Schedule IV Mortgage Loans on
Subdocument 2 - EX-12.1 - EXHIBIT 12.1
Page 1 - N/A
Subdocument 3 - EX-21.1 - EXHIBIT 21.1
Page 1 - N/A
Subdocument 4 - EX-23.1 - EXHIBIT 23.1
Page 1 - N/A
Subdocument 5 - EX-31.1 - EXHIBIT 31.1
Page 1 - N/A
Subdocument 6 - EX-31.2 - EXHIBIT 31.2
Page 1 - N/A
Subdocument 7 - EX-32.1 - EXHIBIT 32.1
Page 1 - N/A
Subdocument 8 - EX-32.2 - EXHIBIT 32.2
Page 1 - N/A
XBRL Item - EX-101.INS - XBRL INSTANCE DOCUMENT (What's this?)
XBRL Item - EX-101.SCH - XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT (What's this?)
XBRL Item - EX-101.CAL - XBRL TAXONOMY EXTENSION CALCULATION LINKBASE DOCUMENT (What's this?)
XBRL Item - EX-101.DEF - XBRL TAXONOMY EXTENSION DEFINITION LINKBASE DOCUMENT (What's this?)
XBRL Item - EX-101.LAB - XBRL TAXONOMY EXTENSION LABEL LINKBASE DOCUMENT (What's this?)
XBRL Item - EX-101.PRE - XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE DOCUMENT (What's this?)
XBRL Viewer